Spatio-Temporal Explanation of 3D-EEGNet for Motor Imagery EEG Classification Using Permutation and Saliency

Donghyun Park, Hoonseok Park, Sangyeon Kim, Sanghyun Choo, Sangwon Lee, Chang S. Nam, Jae Yoon Jung

Research output: Contribution to journalArticlepeer-review

3 Scopus citations

Abstract

Recently, convolutional neural network (CNN)-based classification models have shown good performance for motor imagery (MI) brain-computer interfaces (BCI) using electroencephalogram (EEG) in end-to-end learning. Although a few explainable artificial intelligence (XAI) techniques have been developed, it is still challenging to interpret the CNN models for EEG-based BCI classification effectively. In this research, we propose 3D-EEGNet as a 3D CNN model to improve both the explainability and performance of MI EEG classification. The proposed approach exhibited better performances on two MI EEG datasets than the existing EEGNet, which uses a 2D input shape. The MI classification accuracies are improved around 1.8% and 6.1% point in average on the datasets, respectively. The permutation-based XAI method is first applied for the reliable explanation of the 3D-EEGNet. Next, to find a faster XAI method for spatio-temporal explanation, we design a novel technique based on the normalized discounted cumulative gain (NDCG) for selecting the best among a few saliency-based methods due to their higher time complexity than the permutation-based method. Among the saliency-based methods, DeepLIFT was selected because the NDCG scores indicated its results are the most similar to the permutation-based results. Finally, the fast spatio-temporal explanation using DeepLIFT provides deeper understanding for the classification results of the 3D-EEGNet and the important properties in the MI EEG experiments.

Original languageEnglish
Pages (from-to)4504-4513
Number of pages10
JournalIEEE Transactions on Neural Systems and Rehabilitation Engineering
Volume31
DOIs
StatePublished - 2023
Externally publishedYes

Funding

This work was supported in part by the Ministry of Science and ICT (MSIT), South Korea, through the High-Potential Individuals Global Training Program, under Grant 2020001560; and in part by the Artificial Intelligence Convergence Innovation Human Resources Development, Kyung Hee University, supervised by the Institute for Information and Communications Technology Planning and Evaluation (IITP), under Grant RS-2022- 00155911.

Keywords

  • Brain'computer interfaces (BCI)
  • convolutional neural network (CNN)
  • electroencephalogram (EEG)
  • explainable artificial intelligence (XAI)
  • motor imagery (MI)

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