Improving ICESat-2-based boreal forest height estimation by a multivariate sample quality control approach

Tianqi Zhang, Desheng Liu

Research output: Contribution to journalArticlepeer-review

3 Scopus citations

Abstract

Boreal forest heights are associated with global carbon stocks and energy budgets. The launch of the Advanced Topographic Laser Altimeter System (ATLAS) onboard the NASA's Ice, Cloud and Land Elevation Satellite (ICESat-2) enables canopy vertical structure measurement at a global scale. However, with a photon-counting laser system, ICESat-2 contains high uncertainties in the estimated canopy heights, requiring appropriate quality control before being applied to canopy height modelling. We adopted a multivariate quality control approach (i.e. the Cook's distance) to improve the quality of ICESat-2 samples. The controlled ICESat-2 data were then input as the response variable for predicting boreal forest heights based on spatially continuous satellite data and machine learning (ML) regression models. The examined ML regressors include artificial neural networks (ANN), gradient boosting machine (GBM), random forest (RF) and support vector regression (SVR). The proposed quality control effectively removes low-quality ICESat-2 samples and enhances the correlations between ICESat-2 and airborne laser scanning (ALS) observations. Moreover, the controlled ICESat-2 samples help achieve a trade-off between sample quality and quantity for all ML regressors, generating close canopy heights to ALS-derived counterparts. Overall, RF and GBM make better canopy height predictions than ANN and SVR. Of all explanatory variables, the normalized difference vegetation index calculated based on the first red edge band of Sentinel-2 (NDVIredEdge1) is considered the most important. The proposed quality control on ICESat-2 sample selection and canopy height model (CHM) development workflow will greatly benefit forest structure investigations in the Arctic community.

Original languageEnglish
Pages (from-to)1623-1638
Number of pages16
JournalMethods in Ecology and Evolution
Volume14
Issue number7
DOIs
StatePublished - Jul 2023
Externally publishedYes

Funding

The authors would like to thank two anonymous reviewers for raising valuable comments that improved this article. This study was sponsored by the National Science Foundation (#1724786).

FundersFunder number
National Science Foundation1724786

    Keywords

    • ICESat-2
    • artificial neural networks
    • boreal forests
    • canopy height model
    • gradient boosting machine
    • multivariate quality control
    • random forest
    • support vector regression

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