Exploring Hydrologic Model Process Connectivity at the Continental Scale Through an Information Theory Approach

Goutam Konapala, Shih Chieh Kao, Nans Addor

Research output: Contribution to journalArticlepeer-review

16 Scopus citations

Abstract

Exploring water fluxes between hydrological model (HM) components is essential to assess and improve model realism. Many classical metrics for HM diagnosis rely solely on streamflow and hence provide limited insights into model performance across processes. This study applies an information theory measure known as “transfer entropy” (TE) to systematically quantify the transfer of information among major HM components. To test and demonstrate the benefits of TE, we use the Framework for Understanding Structural Errors (FUSE) model to mimic and compare four commonly used HM structures, VIC, PRMS, SACRAMENTO, and TOPMODEL, across 671 catchments spanning a variety of hydrologic regimes in the conterminous United States. We explore connections between HM components and catchment landscape characteristics (e.g., climate, topography, soil, and vegetation) and characterize their nonlinear associations using distance correlation and Spearman correlation coefficients. Our results indicate that while the information transferred from precipitation to runoff is similar across model structures (likely as a result of calibration), the information transferred among other components can vary significantly from a FUSE structure to another. We find that aridity, precipitation duration and frequency, snow fraction, mean elevation, forest area, and leaf area index are often significantly associated with TE between the main HM components. We propose that the presence of meaningful nonlinear associations can be used to diagnose process representation in HMs. Our results highlight the necessity to enhance the conventional streamflow-only calibration approach for a more realistic representation of water dynamics in the models.

Original languageEnglish
Article numbere2020WR027340
JournalWater Resources Research
Volume56
Issue number10
DOIs
StatePublished - Oct 1 2020

Funding

G. K. and S.-C. K. were supported by the U.S. Department of Energy (DOE) Water Power Technologies Office as a part of the SECURE Water Act Section 9505 Assessment. N. A. acknowledges support from the Swiss National Science Foundation (Fellowship P400P2_180791). The research used resources of the Oak Ridge Leadership Computing Facility at ORNL, which is a DOE Office of Science User Facility. G. K. and S.-C. K. are employees of UT-Battelle LLC under contract DE-AC05-00OR22725 with the U.S. DOE. Accordingly, the U.S. government retains and the publisher, by accepting the article for publication, acknowledges that the U.S. government retains a nonexclusive, paid-up, irrevocable, worldwide license to publish or reproduce the published form of this manuscript, or allow others to do so, for U.S. Government purposes. Notice: This manuscript has been authored by UT‐Battelle, LLC, under contract DE‐AC05‐00OR22725 with the U.S. Department of Energy (DOE). The U.S. government retains and the publisher, by accepting the article for publication, acknowledges that the U.S. government retains a nonexclusive, paid‐up, irrevocable, worldwide license to publish or reproduce the published form of this manuscript, or allow others to do so, for U.S. government purposes. DOE will provide public access to these results of federally sponsored research in accordance with the DOE Public Access Plan ( http://energy.gov/downloads/doe‐public‐access‐plan ). G. K. and S.‐C. K. were supported by the U.S. Department of Energy (DOE) Water Power Technologies Office as a part of the SECURE Water Act Section 9505 Assessment. N. A. acknowledges support from the Swiss National Science Foundation (Fellowship P400P2_180791). The research used resources of the Oak Ridge Leadership Computing Facility at ORNL, which is a DOE Office of Science User Facility. G. K. and S.‐C. K. are employees of UT‐Battelle LLC under contract DE‐AC05‐00OR22725 with the U.S. DOE. Accordingly, the U.S. government retains and the publisher, by accepting the article for publication, acknowledges that the U.S. government retains a nonexclusive, paid‐up, irrevocable, worldwide license to publish or reproduce the published form of this manuscript, or allow others to do so, for U.S. Government purposes.

FundersFunder number
U.S. Government
U.S. government retains
U.S. Department of Energy
Office of Science
Water Power Technologies Office
UT-Battelle
Schweizerischer Nationalfonds zur Förderung der Wissenschaftlichen ForschungDE‐AC05‐00OR22725, P400P2_180791

    Keywords

    • hydrological model diagnosis
    • large-sample hydrology
    • modular modeling frameworks
    • transfer entropy

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