Coherent elastic neutrino-nucleus scattering on Ar 40 from first principles

C. G. Payne, S. Bacca, G. Hagen, W. G. Jiang, T. Papenbrock

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Abstract

Coherent elastic neutrino scattering on the Ar40 nucleus is computed with coupled-cluster theory based on nuclear Hamiltonians inspired by effective field theories of quantum chromodynamics. Our approach is validated by calculating the charge form factor and comparing it to data from electron scattering. We make predictions for the weak form factor, the neutron radius, and the neutron skin and estimate systematic uncertainties. The neutron-skin thickness of Ar40 is consistent with results from density-functional theory. Precision measurements from coherent elastic neutrino-nucleus scattering could potentially be used to extract these observables and help to constrain nuclear models.

Original languageEnglish
Article number061304
JournalPhysical Review C
Volume100
Issue number6
DOIs
StatePublished - Dec 30 2019

Funding

C.G.P. and S.B. would like to thank J. Simonis for useful discussions. This work was supported by the Deutsche Forschungsgemeinschaft (DFG) through the Collaborative Research Center [The Low-Energy Frontier of the Standard Model (Grant No. SFB 1044)], and through the Cluster of Excellence “Precision Physics, Fundamental Interactions, and Structure of Matter” (Grant No. PRISMA + EXC 2118/1) funded by the DFG within the German Excellence Strategy (Project No. 39083149), by the Office of Nuclear Physics, US Department of Energy, under Grants No. DEFG02-96ER40963 and No. DE-SC0016988 (NUCLEI SciDAC-4 Collaboration) and by the Field Work Proposal ERKBP72 at Oak Ridge National Laboratory (ORNL). Computer time was provided by the Innovative and Novel Computational Impact on Theory and Experiment (INCITE) program. This research used resources of the Oak Ridge Leadership Computing Facility located at ORNL, which is supported by the Office of Science of the Department of Energy under Contract No. DE-AC05-00OR22725. This Rapid Communication has been authored by UT-Battelle, LLC under Contract No. DE-AC05-00OR22725 with the US Department of Energy. The US Government retains, and the publisher, by accepting the article for publication, acknowledges that the US Government retains a nonexclusive, paid-up, irrevocable, world-wide license to publish or reproduce the published form of this Rapid Communication, or allow others to do so, for US Government purposes. The Department of Energy will provide public access to these results of federally sponsored research in accordance with the DOE Public Access Plan [52] . et al. Payne C. G. 1 https://orcid.org/0000-0002-9189-9458 Bacca S. 1 * Hagen G. 2,3 https://orcid.org/0000-0001-8441-972X Jiang W. G. 3,2 https://orcid.org/0000-0001-8733-2849 Papenbrock T. 3,2 1 Institut für Kernphysik and PRISMA + Cluster of Excellence , Johannes Gutenberg-Universität, 55128 Mainz, Germany 2 Physics Division , Oak Ridge National Laboratory, Oak Ridge, Tennessee 37831, USA 3 Department of Physics and Astronomy , University of Tennessee, Knoxville, Tennessee 37996, USA * [email protected] 30 December 2019 December 2019 100 6 061304 27 August 2019 ©2019 American Physical Society 2019 American Physical Society Coherent elastic neutrino scattering on the Ar 40 nucleus is computed with coupled-cluster theory based on nuclear Hamiltonians inspired by effective field theories of quantum chromodynamics. Our approach is validated by calculating the charge form factor and comparing it to data from electron scattering. We make predictions for the weak form factor, the neutron radius, and the neutron skin and estimate systematic uncertainties. The neutron-skin thickness of Ar 40 is consistent with results from density-functional theory. Precision measurements from coherent elastic neutrino-nucleus scattering could potentially be used to extract these observables and help to constrain nuclear models. Deutsche Forschungsgemeinschaft 10.13039/501100001659 39083149 Nuclear Physics 10.13039/100006209 U.S. Department of Energy 10.13039/100000015 DEFG02-96ER40963 DE-SC0016988 DE-AC05-00OR22725 Oak Ridge National Laboratory 10.13039/100006228 Introduction. Fundamental properties of atomic nuclei, such as the distribution of the protons within the nucleus, are well determined from electron-scattering experiments. In contrast, the distribution of the neutrons within the atomic nucleus, an equally important and fundamental property, is not as well known because it is difficult to measure. Parity-violating electron-scattering experiments [1–3] offer the least model-dependent approach to experimentally probing the neutron distribution. Other processes occurring through neutral current weak interactions, i.e., by the exchange of a Z 0 boson, may offer an alternative and attractive opportunity in the future. A prominent example is coherent elastic neutrino-nucleus scattering ( CE ν NS ), a process which is sensitive to the neutron distribution and the neutron radius [4–6] . Even though neutrinos are notoriously elusive particles, the COHERENT Collaboration recently observed, for the first time, CE ν NS from a sodium-doped CsI detector [7] . The experiment used stopped-pion neutrinos [8] from the Spallation Neutron Source at Oak Ridge National Laboratory and discovered CE ν NS at a 6.7 σ confidence level with neutrinos coming from: delayed electron neutrinos, muon antineutrinos, and prompt muon neutrinos. The next stage of the COHERENT Collaboration's experiment is to switch to an ∼ 1 -ton target of liquid argon. Liquid argon will also be used in the future long-baseline neutrino experiment DUNE [9] , which is aimed at extracting neutrino parameters from the observation of their oscillations. In addition, liquid argon is being used for a number of dark matter experiments (DEAP-3600 [10] , DarkSide [11] , ArDM [12] , and MiniCLEAN [13] ) for which coherent neutrino scattering is important to determine the so-called neutrino floor. Studying the properties of the Ar 40 nucleus, the most abundant argon isotope composing the above-mentioned detectors, is thus an important task for nuclear theory. In the past decade, we have seen impressive progress in the theoretical and computational tools that underpin our understanding of the nucleus as a compound object of interacting protons and neutrons. A number of ab initio calculations of nuclear electroweak properties that start from interactions and currents obtained from chiral effective field theory ( χ -EFT) have successfully described key observables, see, e.g., Refs.  [14–18] . The level of accuracy and confidence reached by ab initio calculations in light- and medium-mass nuclei, along with the ability to access increasing mass numbers, allows us to address open questions in neutrino physics. This makes a first-principles investigation of the Ar 40 nucleus both urgent and timely. For instance, neutrino elastic scattering has been discussed as a way to access the neutron-skin thickness [6] , thus, making it interesting to compute this quantity in Ar 40 . The neutron-skin thickness impacts the equation of state of infinite-nuclear matter and has astrophysical implications [19] . In this Rapid Communication, we compute the nuclear weak form factor and the neutron-skin thickness with coupled-cluster theory from first principles and provide theoretical predictions that may eventually be probed experimentally. Coherent scattering. Coherent elastic neutrino-nucleus scattering occurs in the regime q R ≪ 1 . Here, q = | q | is the absolute value of the three-momentum transfer from the neutrino to the nucleus, and R is the weak nuclear radius. In this regime, the neutrino scatters coherently from the constituents of the nucleus, i.e., Z protons and N neutrons. The CE ν NS cross section is (1) d σ d T ( E ν , T ) ≃ G F 2 4 π M 1 − M T 2 E ν 2 Q W 2 F W 2 ( q 2 ) . Here, G F is the Fermi constant, M is the mass of the nucleus, E ν is the energy of the neutrino beam, and T is the nuclear recoil energy. The weak charge Q W and weak form factor F W ( q 2 ) are defined as (2) Q W = N − ( 1 − 4 sin 2 θ W ) Z , F W ( q 2 ) = 1 Q W [ N F n ( q 2 ) − ( 1 − 4 sin 2 θ W ) Z F p ( q 2 ) ] , respectively. Here, θ W is the Weinberg weak mixing angle, and F n , p ( q 2 ) is the proton ( p ) and neutron ( n ) form factors, respectively. Using the low-energy value of θ W [20] from the Particle Data Group, one obtains 1 − 4 sin 2 θ W ( 0 ) = 0.0457 ± 0.0002 . Thus, the weak form factor becomes F W ( q 2 ) ≃ F n ( q 2 ) , and CE ν NS is mainly sensitive to the distribution of neutrons within the nucleus. The resulting cross section scales as N 2 . In this paper, we will consider low- q ranges and investigate effects due to the nuclear structure. For Ar 40 , the coherence condition limits q ≲ 50 MeV , but we are also interested in exploring the form factors as ground-state observables in a wider momentum range. Method. Our computations are based on coupled-cluster theory [21–29] where one solves the Schrödinger equation, (3) H ¯ N | Φ 0 〉 = E | Φ 0 〉 based on the reference state | Φ 0 〉 of a closed-shell nucleus. The similarity transformed Hamiltonian is (4) H ¯ N = e − T H N e T . The Hamiltonian H ¯ N is normal ordered with respect to the reference state. The operator T = T 1 + T 2 + T 3 + ⋯ is expanded in particle-hole excitations with respect to the reference and is truncated at some low-rank particle-hole excitation level. Following Ref.  [30] , we will denote coupled-cluster singles and doubles calculations (where T = T 1 + T 2 ) with “ D ”, whereas calculations that include linearized triples will be labeled with “ T - 1 ;” we refer the reader to that paper and the review [29] for details on the accuracy of various coupled-cluster approximations in nuclei. The open-shell nucleus Ar 40 has Z = 18 protons and N = 22 neutrons. We calculate its ground state using a double-charge-exchange equation-of-motion technique [31] starting from the closed-shell nucleus Ca 40 . This technique is a generalization of single-charge exchange, used previously to describe the daughter nuclei resulting from β decays of closed-shell nuclei, such as C 14 [32] and Sn 100 [17] . The double-charge-exchange operator, (5) R = 1 4 ∑ p , p ′ , n , n ′ r p p ′ n n ′ n ̂ † n ′ ̂ † p ′ ̂ p ̂ + 1 36 ∑ N , N ′ , p , p ′ , n , n ′ r N ′ p p ′ N n n ′ n ̂ † n ′ ̂ † N ̂ † N ′ ̂ p ′ ̂ p ̂ generates the ground state of Ar 40 as an excitation of the Ca 40 . Here, p ̂ , n ̂ , and N ̂ annihilate a proton, neutron, and nucleon, respectively. The excitation amplitudes r p p ′ n n ′ and r N ′ p p ′ N n n ′ are solutions of the eigenvalue problem H ¯ N R = E R , and the lowest eigenvalue E is the ground-state energy of Ar 40 . Likewise, we define a left excitation operator L and solve L H ¯ N = E L (because H ¯ N is not Hermitian). This allows us to evaluate ground-state expectation values (such as the density) of operators O ̂ as 〈 L | O ¯ | R 〉 . Here, O ¯ is the similarity transform of the operator O ̂ . The computations shown in this Rapid Communication are based on a model space that includes 15 major shells (unless otherwise specified) and a harmonic-oscillator parameter ℏ Ω = 16 MeV . When we include leading triples T - 1 , we use an energy truncation E 3 max cut at 18 oscillator spacings where we reach a subpercentage convergence of the form factors in the considered momentum range. Interactions. We employ Hamiltonians from χ - EFT of quantum chromodynamics (QCD) [34–36] . In this framework, Hamiltonians are expressed in terms of nucleons and pions and are consistent with the symmetries and broken chiral symmetry of QCD. They are expanded in powers of ( Q / Λ χ ) ν , where Q is the low-momentum scale characterizing nuclear physics, and Λ χ ≈ 1 GeV is the QCD scale. The coefficients of the Hamiltonian expansion are low-energy constants (LECs); they encapsulate the unresolved short-range physics and are typically calibrated by adjusting theoretical results to experimental data. The accuracy of a calculation is controlled by the order ν of the employed dynamical ingredients and by the accuracy to which one can solve the many-body problem. In this Rapid Communication, we implement Hamiltonians derived at next-to-next-to-leading order or higher ( ν = 3 or 4). To probe the systematic uncertainties, we employ various chiral potentials. In particular, we use the NNLO sat interaction [37] for which the LECs entering the two-body and three-body forces are adjusted to nucleon-nucleon phase shifts and to energies and charge radii of light nuclei up to O 24 . We also use the Δ NNLO GO (450) potential [38] , a delta-full χ - EFT interaction at next-to-next-to-leading order [39] , which was adjusted to light nuclei, the saturation point, and the symmetry energy of nuclear matter. Finally, we employ selected soft potentials obtained by performing a similarity renormalization group transformation [40] of the two-body chiral potential by Entem and Machleidt [41] , with leading-order three-nucleon forces from χ - EFT adjusted to the binding energy of H 3 and the charge radius of He 4 [42,43] . For these interactions, we follow the notation of Ref.  [43] , namely, 1.8/2.0, 2.0/2.0, 2.2/2.0 (EM), and 2.0/2.0 [partial-wave analysis (PWA)] where the first (second) number indicates the cutoff of the two-body (three-body) force in fm − 1 , and EM indicates that the pion-nucleon LECs entering the three-nucleon force are taken from the Entem and Machleidt potential [41] , whereas, in the PWA, they are taken from partial-wave analysis data. For electroweak operators, we take the one-body terms as two-body currents are expected to be negligible [44,45] , especially so at the low momenta of CE ν NS . Results. Figure  1 shows our results for the Ar 40 charge form factor F ch as a function of q and compares them to electron-scattering data from Ottermann et al. [33] . This comparison validates the theory. Panel (a) shows results from the NNLO sat interaction for different correlation levels of the coupled-cluster expansion. We see that increasing the correlations from D to T - 1 changes the form factor only slightly, and the results are sufficiently well converged. This is consistent with results from previous studies [30,46] where triples correlations only affected the radii below 1%. Panel (b) shows calculations of the charge form factor at the T - 1 level for different interactions. As representative examples, we chose the 2.0/2.0 (EM), 2.0/2.0 (PWA), and 2.2/2.0 (EM) potentials. The form factors exhibit a dependence on the choice of the Hamiltonian, particularly at larger momentum transfers. The interaction Δ NNLO GO ( 450 ) , derived in a delta-full chiral framework, provides a qualitatively similar description of the experimental data as the NNLO sat , noting that the former interaction reproduces the first minimum of | F ch | more precisely. We remind the reader that—within the Helm model [47] —the first zero of the form factor is proportional to the inverse radius of the charge distribution. Among the family of EM potentials, the 2.2/2.0 (EM) interactions predict the first zero at higher q , consistent with a smaller charge radius. Overall, one should trust the Hamiltonians only for momentum transfers up to about q = 2.0 fm − 1 , which marks the scale of the employed ultraviolet cutoffs. 10.1103/PhysRevC.100.061304.f1 1 FIG. 1. Panel (a): Ar 40 charge form factor computed with the next-to-next-to-leading-order ( NNLO sat ) interaction at two different levels of correlations ( D and T - 1 ), compared to experimental data (expt.) by Ottermann et al. [33] . Panel (b): Ar 40 charge form factor computed with various different interactions at the T - 1 level also compared to the experimental data. See the text for more details. Figure  2(a) shows the Ar 40 weak form factor F W of Eq.  (2) as a function of the momentum transfer q , calculated in the T - 1 scheme. Here, we show the soft interactions with a band that encompasses the three different potentials, labeled with (EM)-(PWA). The weak form factor exhibits a mild dependence on the choice of the Hamiltonian. The band spanned by the from factors of the EM interactions exhibits a first dip at a larger q value than the potentials NNLO sat and the Δ NNLO GO , which are very similar. Our results are consistent with a Helm form factor parametrized by a box radius of 3.83 fm and a surface thickness of 0.9 fm [6] . We also note that our ab initio results for the weak form factor agree with calculations from density-functional theory (DFT) [5] . 10.1103/PhysRevC.100.061304.f2 2 FIG. 2. Panel (a): Ar 40 weak form factor computed with different Hamiltonians. The EM-family interactions are shown as a band. Panel (b): CE ν NS as a function of the neutrino energy, computed with same three different Hamiltonians. The inset shows the form factor zoomed into the low- q region relevant to coherent scattering on the linear scale. Let us consider the CE ν NS cross section. Figure  2(b) shows the cross section calculated from Eq.  (1) via q 2 = 2 E ν M T / ( E ν − T ) ≈ 2 M T as a function of the neutrino beam energy for three different interactions. The results are virtually independent of the employed potential because only the low-momentum part of the weak form factor contributes to the cross section. The inset of Fig.  2(b) shows the weak form factor for momentum transfers relevant to the coherent elastic neutrino-nucleus scattering. Even on the shown linear scale, one observes only a mild nuclear-structure dependence. For example, at q = 50 and 100 MeV, F W has a 2% and 6% spread, respectively. Consequently, CE ν NS is required to reach a high precision in order to probe differences in nuclear Hamiltonians. We remind the reader that the CE ν NS signal scales with N 2 , possibly making heavier nuclei, such as cesium or iodine more attractive detector materials for this purpose than Ar 40 . Overall, the weak form factor has a very similar shape to the charge form factor. For the NNLO sat interaction at q = 0.25 fm − 1 ( 1 fm − 1 ) F W is 0.5% (20%) smaller than F ch , whereas the first dip of F W falls about 0.035 fm − 1 earlier than that of F ch , meaning the neutron distribution extends further out from that of the protons. We now turn to the computation of the point-proton R p and point-neutron R n radii for Ar 40 as well as its neutron-skin thickness, defined as R skin = R n − R p . Figure  3 shows the results obtained with T - 1 coupled-cluster calculations for six different potentials. We employ the five previous ones and one other member of the EM-interaction family [43] , namely, the 1.8/2.0 (EM) interaction. The uncertainties of R p and R n are the difference between a T - 1 and a D coupled-cluster theory calculation, and we take the maximum of the two values as the uncertainty for both. Our model space consists of 15 oscillator shells except for the softest 1.8/2.0 (EM), which was already converged in 11 shells. As expected, uncertainties are larger for the harder interactions NNLO sat and Δ NNLO GO ( 450 ) . 10.1103/PhysRevC.100.061304.f3 3 FIG. 3. Correlation (a) between R p and R n and (b) between R p and R skin for various Hamiltonians. The experimental R p is also shown by the horizontal green line [48] as well as the DFT data [49] by the diamonds. As previously reported for Ca 48 [50] , Fig.  3(a) also shows a strong correlation between R p and R n . We would like to remark that this is a nontrivial correlation: In the EM-family interactions, we vary the cutoff in the two-body force whereas the LECs in the three-nucleon force are different; furthermore, by employing the NNLO sat and Δ NNLO GO ( 450 ) potentials, we also explore different cutoffs in the three-body force. The spread of the radii due to the variation of the employed Hamiltonians is about 10%. As in Ref.  [50] , a narrower constraint can be provided by intersecting the correlation band—obtained by linearly joining all our calculations with a symmetric spread (in purple) given by the maximum uncertainty bar—with the experimental value on R p taken from Ref.  [48] . This yields 3.36 ≤ R n ≤ 3.45 fm . Results from density-functional theory [5,49] are shown as the diamonds in Fig.  3(a) . These are all clustered around our constraint for R n . Within uncertainties, our charge radius is also consistent with the recent ab initio computations of Ref.  [18] . Results for the neutron skin are shown in Fig.  3(b) . Because the neutron and proton radii are strongly correlated, the variation in R skin is much reduced. The uncertainty of R skin is the difference between the T - 1 and the D coupled-cluster computations. We predict the neutron-skin thickness of Ar 40 in the range of 0.035–0.09 fm. The results from density-functional theory [5,49] are again shown as diamonds. Although consistent with the ab initio computation, we see that density functional theory predicts a slightly larger neutron-skin thickness. Summary. We performed calculations of the Ar 40 charge and weak form factors and observed a dependence on the choice of the employed Hamiltonian, which is mild at low q and moderate in the region of the first diffraction minimum. This fact is important because it suggests that nuclear physics uncertainties will likely not limit the sensitivity to new physics [51] . From the weak form factor, we calculated the coherent elastic neutrino-nucleus scattering and observed that the Hamiltonian dependence is probably too small to be disentangled by the COHERENT Collaboration's experiment. On the other hand, we also provide predictions for the neutron-, proton-, and neutron-skin thicknesses by exploiting the correlations of coupled-cluster computations with various Hamiltonians with the experimental value of R p . The computed R n and R skin of Ar 40 are consistent with results from density-functional theory, and CE ν NS with much improved precision could help to constrain Hamiltonians from χ - EFT .

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