Calibration of an agricultural-hydrological model (RZWQM2) using surrogate global optimization

Maolong Xi, Dan Lu, Dongwei Gui, Zhiming Qi, Guannan Zhang

Research output: Contribution to journalArticlepeer-review

24 Scopus citations

Abstract

Robust calibration of an agricultural-hydrological model is critical for simulating crop yield and water quality and making reasonable agricultural management. However, calibration of the agricultural-hydrological system models is challenging because of model complexity, the existence of strong parameter correlation, and significant computational requirements. Therefore, only a limited number of simulations can be allowed in any attempt to find a near-optimal solution within an affordable time, which greatly restricts the successful application of the model. The goal of this study is to locate the optimal solution of the Root Zone Water Quality Model (RZWQM2) given a limited simulation time, so as to improve the model simulation and help make rational and effective agricultural-hydrological decisions. To this end, we propose a computationally efficient global optimization procedure using sparse-grid based surrogates. We first used advanced sparse grid (SG) interpolation to construct a surrogate system of the actual RZWQM2, and then we calibrate the surrogate model using the global optimization algorithm, Quantum-behaved Particle Swarm Optimization (QPSO). As the surrogate model is a polynomial with fast evaluation, it can be efficiently evaluated with a sufficiently large number of times during the optimization, which facilitates the global search. We calibrate seven model parameters against five years of yield, drain flow, and NO3-N loss data from a subsurface-drained corn-soybean field in Iowa. Results indicate that an accurate surrogate model can be created for the RZWQM2 with a relatively small number of SG points (i.e., RZWQM2 runs). Compared to the conventional QPSO algorithm, our surrogate-based optimization method can achieve a smaller objective function value and better calibration performance using a fewer number of expensive RZWQM2 executions, which greatly improves computational efficiency.

Original languageEnglish
Pages (from-to)456-466
Number of pages11
JournalJournal of Hydrology
Volume544
DOIs
StatePublished - Jan 1 2017

Funding

The research work was supported by the National Natural Science Foundation of China (Project Number: 41471031 , 61170119 ), partly by Natural Science Foundation for College and Universities in Jiangsu Province (Project Number: 16KJB520051 ), as well as the Qing Lan Project of Jiangsu and Wuxi Institute of Technology . This material is also based upon work supported by the U.S. Department of Energy, Office of Science, Office of Biological and Environmental Research ; the U.S. Defense Advanced Research Projects Agency, Defense Sciences Office under contract HR0011619523 ; the U.S. Department of Energy, Office of Science, Office of Advanced Scientific Computing Research, Applied Mathematics program under contract ERKJ259 ; the U.S. National Science Foundation, Computational Mathematics program under award 1620027 . This paper is partly authored by employees of the U.S. Oak Ridge National Laboratory, managed by UT-Battelle, LLC for the U.S. Department of Energy under contract DE-AC05-00OR22725 .

FundersFunder number
Defense Sciences OfficeHR0011619523
Natural Science Foundation for College and Universities in Jiangsu Province16KJB520051
Qing Lan Project of Jiangsu and Wuxi Institute of Technology
National Science Foundation1620027
U.S. Department of Energy
Defense Advanced Research Projects Agency
Office of Science
Advanced Scientific Computing ResearchERKJ259
Biological and Environmental Research
Oak Ridge National Laboratory
UT-BattelleDE-AC05-00OR22725
National Natural Science Foundation of China61170119, 41471031

    Keywords

    • Global optimization
    • QPSO algorithm
    • RZWQM2
    • Sparse grid
    • Surrogate model

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